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Trade Reporting And Compliance Engine
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#	Item
61	Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-05 17:28:54 Business United States housing bubble Securities Structured finance Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Asset-backed security U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Finance
62	Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-03 13:07:21 Financial system Trade Reporting And Compliance Engine Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Asset-backed security Self-regulatory organization Form 144 United States securities law Financial economics Finance
63	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-FINRA[removed]January 16, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-17 09:48:34 Financial economics Business Trade Reporting And Compliance Engine Securities Exchange Act U.S. Securities and Exchange Commission Security ACT United States securities law Financial regulation Financial Industry Regulatory Authority
64	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 24, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Order Instituting Proceedings to Determ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-25 20:51:41 Stock market Business 73rd United States Congress United States Securities and Exchange Commission Finance Trade Reporting And Compliance Engine Securities Exchange Act Financial Industry Regulatory Authority Security United States securities law Financial economics Investment
65	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 17, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-19 10:01:44 Business Financial Industry Regulatory Authority Securities Exchange Act ACT U.S. Securities and Exchange Commission Self-regulatory organization Alternative display facility NASDAQ Trade Reporting And Compliance Engine United States securities law Economy of the United States Financial economics
66	Microsoft Word[removed]CORRECTED.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-18 10:42:53 Financial economics Trade Reporting And Compliance Engine Securities Exchange Act Financial Industry Regulatory Authority Self-regulatory organization U.S. Securities and Exchange Commission ACT Security Selling away United States securities law Financial regulation Financial system
67	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-21 13:37:16 Financial system Financial regulation Financial economics ACT Securities Exchange Act U.S. Securities and Exchange Commission Consolidated Tape Association Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
68	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-18 09:39:37 Trade Reporting And Compliance Engine Business Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
69	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 4, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 17:15:41 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Security Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system
70	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-28 10:49:17 Financial regulation Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization ACT NASDAQ U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Economy of the United States Business